Compliance & Regulation

• Compliance Risk 

• Due Diligence

• Financials Services Regulation

Emblem’s Compliance and Regulation practice assists our clients by staying in conformance while intelligently navigating risks in the ever-changing regulatory landscape. Our practice drives efficiencies via the development, implementation and execution of bespoke risk-based programs.

Emblem works with a broad range of firms throughout the business lifecycle, including U.S. investment advisers, private equity funds, family offices wealth managers and traditional asset managers.